Technical · Validation & data

ALCOA and ALCOA+

ALCOA is the set of attributes every GMP record should have — Attributable, Legible, Contemporaneous, Original and Accurate — and ALCOA+ adds Complete, Consistent, Enduring and Available.

In one line

ALCOA is the set of attributes every GMP record should have — Attributable, Legible, Contemporaneous, Original and Accurate — and ALCOA+ adds Complete, Consistent, Enduring and Available.

Plain-English explanation, then the primary regulation it comes from.

Explanation

Understanding alcoa and alcoa+

ALCOA began as a simple memory aid and became the common vocabulary regulators use to describe what a trustworthy record looks like. Its usefulness is diagnostic: when something feels wrong with a record and it is hard to articulate why, working through the nine attributes almost always locates the specific failure.

The attributes are not equally difficult. Legible and Available are largely solved by competent systems and archiving. Attributable, Contemporaneous and Original are where most real failures sit, because each is undermined by ordinary working habits rather than by bad intent — a shared login for convenience, a result written down at the end of a shift, a printout kept instead of the source file.

The '+' attributes were added because the original five left gaps that mattered. Complete addresses records where failing results or repeat injections were quietly omitted. Consistent addresses sequence and date-stamp integrity across a record set. Enduring addresses media that degrades or formats that become unreadable. Available addresses records that exist but cannot be retrieved within a reasonable time — which is also, in practice, an inspection-readiness problem.

What it requiresThe substance of the requirement, stated plainly.
Attributable
Who performed the action and when. Unique accounts and signatures; shared credentials defeat this outright.
Legible
Readable and permanent, for the full retention period. Includes readable electronic formats, not only handwriting.
Contemporaneous
Recorded at the time of the activity. Transcribing later from a note breaks this.
Original
The first capture, or a verified true copy. For dynamic records this means the source file, not a printout.
Accurate
Correct, truthful, and reflecting what actually happened — including the results nobody wanted.
Complete
All data, including repeats, failures and reprocessing history. Nothing silently omitted.
Consistent
Sequenced logically, with date and time stamps in expected order across the record set.
Enduring
Preserved on durable media in a readable format throughout the retention period.
Available
Retrievable for review and inspection throughout retention, within a reasonable time.
Where it goes wrongThe part a definition alone will not tell you.

Common failure modes

  • Attributability lost through shared or generic accounts — the most common single failure.
  • Contemporaneity broken by recording on scrap paper and transferring to the record later.
  • Originality lost by retaining a printout of a record that is inherently dynamic.
  • Completeness lost by excluding a failing injection from the reported set without explanation.
Primary sourcesAlways verify against the primary source before acting; guidance is revised.

Where this is written down

Related

Read next

Applying this to your site

Knowing the requirement is not the same as closing the gap

If you want to know where your site actually stands against this, the readiness score covers seven quality-system domains in twenty questions, and takes about ten minutes.